Monday, September 20, 2021

Galvin fines MassMutual $4 million in ‘Roaring Kitty’ case

Galvin fines MassMutual $4 million in ‘Roaring Kitty’ case

Galvin fines MassMutual $4 million in ‘Roaring Kitty’ case

Keith Gill’s employment at MML Investors Services overlapped with his involvement in the GameStop and meme stock frenzy that occurred in late 2020 and early 2021, according to the regulator.

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