Regulators:
Trading app nudges could be investment advice, trigger Reg BI
|
To be a Medicare Agent's source of information on topics affecting the agent and their business, and most importantly, their clientele, is the intention of this site. Sourced from various means rooted in the health insurance industry - insurance carriers, governmental agencies, and industry news agencies, this is aimed as a resource of varying viewpoints to spark critical thought and discussion. We welcome your contributions.
Regulators:
Trading app nudges could be investment advice, trigger Reg BI
|
|
The more individually tailored
a communication to a customer is, the more likely it is a recommendation, SEC
Commissioner Allison Herren Lee said during the NASAA fall meeting. |
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