Tuesday, September 21, 2021

Regulators: Trading app nudges could be investment advice, trigger Reg BI


Regulators: Trading app nudges could be investment advice, trigger Reg BI

Regulators: Trading app nudges could be investment advice, trigger Reg BI

The more individually tailored a communication to a customer is, the more likely it is a recommendation, SEC Commissioner Allison Herren Lee said during the NASAA fall meeting.

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