Wednesday, February 22, 2023

Federal judge tosses out portion of DOL rollover advice guidance

Federal judge tosses out portion of DOL rollover advice guidance

Financial advisors providing first-time advice in a plan rollover setting will not be considered fiduciaries – at least for the time being. A federal district court judge in Florida sided with an industry trade group Monday in striking down a portion of guidance the Department of Labor issued in 2021.

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