To be a Medicare Agent's source of information on topics affecting the agent and their business, and most importantly, their clientele, is the intention of this site. Sourced from various means rooted in the health insurance industry - insurance carriers, governmental agencies, and industry news agencies, this is aimed as a resource of varying viewpoints to spark critical thought and discussion. We welcome your contributions.
Wednesday, October 20, 2021
Finra set to review rules on sales of complex products
The broker-dealer regulator’s move comes as the SEC
launches a study of the risks associated with complex exchange-traded
products that could lead to rulemaking.
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