Monday, October 18, 2021

LPL to pay $4.8 million over anti-money laundering charges

LPL to pay $4.8 million over anti-money laundering charges

LPL to pay $4.8 million over anti-money laundering charges

Last year, the SEC charged the unregistered adviser at the heart of the matter with defrauding a town in Puerto Rico and misappropriating $7.1 million.

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