To be a Medicare Agent's source of information on topics affecting the agent and their business, and most importantly, their clientele, is the intention of this site. Sourced from various means rooted in the health insurance industry - insurance carriers, governmental agencies, and industry news agencies, this is aimed as a resource of varying viewpoints to spark critical thought and discussion. We welcome your contributions.
Wednesday, September 29, 2021
Finra set to increase requirements for private placements
The self-regulator will require brokerages to file
retail communications related to the sales of unregistered securities
in addition to the offering document.
No comments:
Post a Comment